UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class A Unit | (2) | (2) | Class A common stock | 57,116,181 (1) | $ (2) | I | CVC 3 B.V. |
Put Right | (3) | (3) | Class A common stock | 57,116,181 (1) | $ (3) | I | Neptune Holding US LP |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Next Alt S.a.r.l. 3 BOULEVARD ROYAL, L-2449 GRAND DUCHY OF LUXEMBOURG, N4 L2449 |
X | X | ||
Drahi Patrick 3 BOULEVARD ROYAL, L-2449 GRAND DUCHY OF LUXEMBOURG, N4 3920 |
X | X | ||
Altice N.V. PRINS BERNHARDPLEIN 200 AMSTERDAM, P7 1097 JB |
X | X | ||
CVC 3 B.V. PRINS BERNHARDPLEIN 200 AMSTERDAM, P7 1097 JB |
X | X |
/s/ David Connolly, Attorney-in-Fact for Next Alt. S.a r.l. | 08/16/2017 | |
**Signature of Reporting Person | Date | |
/s/ David Connolly, Attorney-in-Fact for Patrick Drahi | 08/16/2017 | |
**Signature of Reporting Person | Date | |
/s/ David Connolly, Attorney-in-Fact for Altice N.V. | 08/16/2017 | |
**Signature of Reporting Person | Date | |
/s/ David Connolly, Attorney-in-Fact for CVC 3 B.V. | 08/16/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on June 21, 2017 (the "Original Form 3"), is being filed to correct the original Form 3 filing to add 52,095 shares held indirectly by the Reporting Persons through Neptune Holding US Limited Partnership ("Neptune Holding US LP") that were inadvertently not included on the Original Form 3. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 3 except to the extent of such Reporting Person's pecuniary interests. |
(2) | Class A Units represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. |
(3) | Neptune Holding US LP has a right to put its Class A common stock to the holder of any Class A Unit or vested Class C and B-2 Units. |